System and method generating compliance rules for trading...

G - Physics – 06 – Q

Patent

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G06Q 40/00 (2006.01)

Patent

CA 2294999

A system for generating compliance rules. The system comprises a compliance rule memory (19) for storing compliance rules; generation (26, 29) means for generating virtual trading histories, virtual trading behaviours and/or virtual compliance rules; selection means (30) for selecting virtual trading histories, virtual trading behaviours and/or virtual compliance rules; and updating (30) means for storing virtual compliance rules in the compliance rule memory, wherein the virtual compliance rules have been developed with reference to be selected virtual trading histories, virtual trading behaviours and/or virtual compliance rules.

La présente invention concerne un système destiné à produire des règles de conformité. Le système comprend une mémoire (19) de règles de conformité destinée à stocker lesdites règles; un moyen de production (26, 29) d'historiques commerciaux virtuels, de comportements commerciaux virtuels et/ou de règles de conformité virtuelles; un moyen de sélection (30) d'historiques commerciaux virtuels, de comportements commerciaux virtuels et/ou de règles de conformité virtuelles; et un moyen de mise à jour (30) permettant de stocker des règles de conformité virtuelles dans la mémoire de règles de conformité. Les règles ont été élaborées en fonction des historiques commerciaux virtuels, des comportements commerciaux virtuels et/ou des règles de conformité virtuelles sélectionnés.

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