Financial products having demand-based, adjustable returns,...

G - Physics – 07 – F

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G07F 7/10 (2006.01) G06Q 40/00 (2006.01)

Patent

CA 2374130

This invention provides methods and system for trading and investing in groups of demand-based adjustable return contingent claims, and for establishing markets and exchanges for such claims (262, 263, 264. 265). The advantages of the present invention, as applied to the derivative securities and similar financial markets, include increased price transparency, reduced credit risk, improved information aggregation, increased price transparency, reduced settlement or clearing costs, reduced hedging costs, reduced model risk, reduced event risk, increased liquidity incentives, improved self-consistency, reduced influence by market makers, and increased ability to generate and replicate arbitrary payout distributions. In addition to the trading of derivative securities, the present invention also facilitates the trading of other financial-related contingent claims; non-financial-related contigent claims such as energy, commodity, and weather derivatives: traditional insurance and reinsurance contracts; and contingent claims relating to events which have generally not been readily insurable or hedgeable such as corporate earnings annoucements, future semiconductor demand, and changes in technology.

La présente invention concerne des procédés et des systèmes de négociation et d'investissement dans des groupes de requêtes de contingents de recettes ajustables, fonction de la demande, et d'établissement de marchés et d'échanges pour ces requêtes (Figure 2, article 262, 263, 264, 265). Les avantages de la présente invention, tels qu'appliqués aux titres dérivés et aux marchés financiers similaires, comprenant des risques de crédit réduit, un recoupement d'informations amélioré, une plus grande transparence des prix, des coûts réduits d'installation ou de compensation, des coûts réduits de couverture, des risques de modèles réduits, des risques d'imprévus réduits, des primes de rendement augmentées, une plus grande cohérence interne, une influence réduite des teneurs de marché, et une plus grande capacité à générer ou répéter des distributions de revenus arbitraires. En outre, pour le marché des titres dérivés, la présente invention facilite également la négociation d'autres requêtes de contingents financiers, et non financiers tel que l'énergie, les marchandises, les dérivés dépendant des conditions météorologiques; l'assurance classique et les contrats de réassurance; ainsi que les requêtes de contingents liées à des événements n'ayant pas pu être assurés ou couverts de manière adéquate, tels que des annonces de bénéfices commerciaux, des demandes de semi-conducteurs futurs et des progrès technologiques.

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