System and method for monitoring securities holdings for...

G - Physics – 06 – Q

Patent

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G06Q 40/06 (2012.01)

Patent

CA 2706252

Systems, methods, and computer-executable instruction mechanisms such as programming structures for generating signals representing holdings of securities held by pluralities of commonly-controlled entities. Such systems, methods, and computer-executable instruction mechanisms can further be useful for generating signals representing alerts and data useful in generating reports relating to securities holdings, and for assessing regulatory consequences of proposed transactions.

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