System for providing investment advice and management of...

G - Physics – 06 – F

Patent

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G06F 17/00 (2006.01) G06N 99/00 (2010.01)

Patent

CA 2297821

An system and method for a data processor implemented system monitor (10) for enabling individual employee participants (14) to access independent professional money management for their Benefit Plan assets adapted to separate the investment management functions and fees thereof from the participant advice function and the fees thereof. The system and method provides professional asset allocation advice services (12) to individual participants (14) of Benefit Plans for allocating their account balances in a Trust (20, 22, 24, or 26) specifically tailored to their individual risk tolerances and retirement funding needs. A worksheet (40) is used to elicit the information necessary for the investment advisor (32) to recommend the Trust (20, 22, 24, or 26) appropriate for each individual participant (14). Each Trust (20, 22, 24, 26) holds shares in a plurality of mutual funds in varying proportions.

L'invention porte sur un système et un procédé relatifs à un dispositif de surveillance (10) informatisé permettant à des employés participants (14) d'accéder à titre individuel à un système professionnel indépendant de gestion financière des fonds de leur programme de prévoyance, conçu pour séparer les fonctions de gestion des investissements et les honoraires associés des fonctions de conseils aux participants et des honoraires associés. Le système et le procédé offrent aux participants individuels (14) au programme de prévoyance des services professionnels (12) de conseil sur la ventilation du solde de leur compte par des fiduciaires (20, 22, 24, 26) spécialement avertis de la tolérance de leurs risques individuels et des besoins de financement de leurs retraite. On utilise une fiche de travail (40) pour fournir au conseiller (32) en investissements les informations adaptées à chaque cas (14) individuel nécessaires permettant d'adresser des recommandations aux fiduciaires (20, 22, 24, 26) dont chacun détient des actions dans divers fonds mutuels en proportions variables.

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